Who needs this exam?
Staff approved by the Capital Market Authority for roles such as broker representative, compliance officer, trading manager, financial analyst and portfolio manager sit the UAE Financial Rules and Regulations exam.
What is the exam format?
The exam has 100 questions and lasts 120 minutes, in English or Arabic. Our mocks use the same length and timing, in English.
Where do the answers come from?
From the published laws and rulebooks: the Capital Market Authority decree-laws, its rulebook sections and fund regulation, the federal anti-money laundering law with its executive regulations, and the sanctions decision. Each question quotes the article.
Are these the real exam questions?
No. Every question is original and written for practice. We never use recalled or leaked exam content.
How long do I have access?
12 months from purchase, on any device.